What is Non-Compliance?

General Compliance Training 2025

Non-compliance is conduct that does not conform to the law, Federal health care program requirements, or an organization’s ethical and business policies. CMS identified the following Medicare Parts C and D high risk areas:

  • Agent/broker misrepresentation

  • Appeals and grievance review (for example, coverage and organization determinations)

  • Beneficiary notices

  • Conflicts of interest

  • Claims processing

  • Credentialing and provider networks • Documentation and Timeliness requirements

  • Ethics

  • FDR oversight and monitoring

  • Health Insurance Portability and Accountability Act (HIPAA)

  • Marketing and enrollment • Pharmacy, formulary, and benefit administration

  • Quality of care

For more information, refer to the Compliance Program Guidelines in the Medicare Prescription Drug Benefit Manual and Medicare Managed Care Manual.

What is Non-Compliance?
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