Agentpitstop.com LMS

What Happens After Non-Compliance Is Detected

Course Content
Introduction
0/4
Introduction
Why Do I Need Training?
Training Requirements
Navigating and Completing This Course
Compliance Training Program
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Introduction and Learning Objectives
Compliance Program Requirements
What is an Effective Compliance Program?
Seven Core Compliance Program Requirements
Compliance Training: Sponsors and Their FDRs
Ethics: Do the Right Thing!
How Do You Know What Is Expected of You?
What is Non-Compliance?
Know the Consequences of Non-Compliance
Non-Compliance Affects Everybody
How to Report Potential Non-Compliance
What Happens After Non-Compliance Is Detected
What Are Internal Monitoring Audits?
Lesson Summary
Lesson Review
Post Assessment
This brief Post-Assessment asks 10 questions and should take about 10 minutes.
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Post-Assessment
You’re Done!
General Compliance Training 2025

Non-compliance must be investigated immediately and corrected promptly. Internal monitoring should ensure:

  • No recurrence of the same non-compliance

  • Ongoing CMS requirements compliance

  • Efficient and effective internal controls

  • Protected enrollees

What Happens After Non-Compliance Is Detected
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